Focused review
KYC File & Beneficial Ownership Review
Targeted sampling of customer due diligence files to test identification, verification, and beneficial-ownership refresh discipline.
What we test
Customer identification records, verification evidence, risk rating rationale, and beneficial-ownership refresh when ownership or control changes. We look for the points where files look complete on paper yet fail to explain the economic reality of the relationship.
Included
- Agreed sample drawn from high-risk and recently onboarded populations
- Scoring of each file against your stated policy and Thai AML expectations
- Pattern analysis of recurring documentation gaps
- Short remediation brief for onboarding supervisors
Not included
Rewriting your entire KYC policy manual or conducting customer interviews on your behalf.