Audit engagements
Audit engagements
Mind Layer Grid delivers financial audit of anti-money laundering applications as discrete engagements. Each audit samples real customer files, alert decisions, and ledger paths so findings hold up with management and examiners.
AML Application Audit
Our flagship engagement — a full financial audit of how anti-money laundering applications operate across onboarding, monitoring, escalation, and board reporting.
KYC File & Beneficial Ownership Review
Targeted sampling of customer due diligence files to test identification, verification, and beneficial-ownership refresh discipline.
Transaction Monitoring Sample Audit
Independent testing of alert queues, investigator notes, and escalation decisions against the money movements that triggered them.
Regulatory Readiness Walkthrough
A compressed readiness exercise before examinations or licence expansions, centred on how AML applications will stand up to questioning.